Exchange Commission No. KorThor. 24/2549 Re: Rules, Conditions and Procedures for Operational Control of Securities Underwriting dated 25 October 2006; (4) Clause 2(1) and Clause 19 of the Notification of
Notification of the Securities and Exchange Commission No. KorThor. 24/2549 Re: Rules, Conditions and Procedures for Operational Control of Securities Underwriting dated 25 October 2006; UNOFFICIAL TRANSLATION
as follows: (1) Waiving the operational fee for licensed securities companies for converting NVDR to common shares for Thai investors, on the condition that the licensees must also waive
guidelines for controlling and examining client?s information and transactions. In 2007-2011, the SEC conducted inspection on operational procedures of securities company, asset management company, and
like this in last six months. But this transaction has changed the investment in Great One Food Products Co.,Ltd. at ratio 19.7% which more than standard of 10% so the company has just report this
to 227.9 mil. baht. - Total expenses increased 9% or 20.1 mil. baht to 244.4 mil. baht due to the following: 1) The Company had just detected a fraudulent practice of our credit supervisor and need to
just started construction, which is still unable to recognize revenue in this quarter. 2. Cost of construction decreases in the amount of Baht 116.40 million or 67.60% for three-month period when
, the SEC has cooperated with and obtained support from the relevant organizations including the AMLO and the Stock Exchange of Thailand (SET). The filing of a criminal complaint is just the
amendments, the SEC has reported the case to the Anti-Money Laundering Office (AMLO) for consideration of further actions.The filing of a criminal complaint is just the commencement of the criminal proceedings
investment decisions. We hope this voluntary rating will do just that,? said SEC Secretary-General Vorapol Socatiyanurak.