The SEC has recently issued a rule revising the definitions of institutional investor, ultra-high net worth investor and high net worth investor* used for investment in financial products under

consideration that {A} failed to perform his duties responsibly with professional due care when he accepted the investor’s assignment to make trading decisions for the investor. Consequently, {A} was deemed to

following additional conditions for ICO portal recognition? An ICO portal shall: 4.1) have a system to test retail investor’s suitability and investment knowledge on ICO before retail investor commits to an

deemed as securities under this Notification. Upon completing inspection on units of foreign ETF under the first paragraph, the SEC Office shall, for investor’s inspection, make public a list of units of

amended). In this connection, the Board of Directors has verify the investor’s profile and view that such investor has sufficient fund for subscribe the newly issued shares which offering to the specific

or Preference Shares as Registered Securities B.E.2558, dated May 11, 2015 (as amended). In this connection, the Board of Directors has verify the investor’s profile and view that such investor has

Registered Securities B.E.2558, dated May 11, 2015 (as amended). In this connection, the Board of Directors has verify the investor’s profile and view that such investor has sufficient fund for subscribe the

. To contact and solicit an investor to become a counterparty of a private fund, the management company must take into consideration such investor’s investment policy, and offer an investment which is

the private fund management contract with the management company. Clause 7. To contact and solicit an investor to become a counterparty of a private fund, the management company must take into

company. Clause 7. To contact and solicit an investor to become a counterparty of a private fund, the management company must take into consideration such investor’s investment policy, and offer an