client. Comments and suggestions on the matter are welcome until March 30, 2012. The proposed regulation will require underwriter know individual client before selling client any product. For retail client
to certain types of personnel; for instance, wealth advisor who gives advice on asset allocation and selects suitable securities for individual client, investment analyst, and fund manager, in
provident funds with the objective other than hedging. Management companies will also be allowed to control investment proportion in derivatives either on an individual member basis or on a fund basis
funds), excluding equity funds. The amendments aim to ensure proper unit allocation and prevent any undue benefit by any particular individual. For example, the revisions require any person or group of
% Distributor of medical devices and equipment 482,331 450,744 7% 415,547 16% 359,348 34% Margin 165,941 168,415 -1% 127,930 30% 127,930 30% Beauty services 52,024 149,649 -65% 54,223 -4% 238,241 -78% Margin
right under the topic, “Expected Collection Rates” - None applicable items shall be specified as “Not Collected” - Other expenses contain individual items each not exceeding 0.01% of NAV - Conditions for
decreased by 8.7 percent compared to the same period of the previous year. In the past quarter, the Company was in transition of its distributor in China with the new strategic partner whose distribution
country as well as the additional requirements specified in the MoU and such mutual fund shall be offered through local distributor(s) approved by the host country. In this regard, the supervisory
, as follows: (Unit: Million Baht) For the second quarter For the period of six months Company/business 2017 2016 Increase(decrease) 2017 2016 Increase(decrease) Producer and distributor of ready-to
of all 25 audit firms and individual approved auditors. The average score weighed against the total market capitalization was 1.64, compared to 1.79 in the first-cycle inspection during 2010-2012