According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that six individuals, with relationship among themselves, had engaged in PRINC trading orders in a manner consistent with price manipulation in two incidents during July 2017 – June 2018. They are: (1) Mr. Satit Viddayakorn, (2) Mr. Sirivat Voravetvuthikun, (3) Miss Pallapa Viddayakorn, (4) Mrs. Payao Chalacheebh, (5) Mrs. Sompong Srisupornwong, and (6) Miss Pichaya Krimwongrat....
According to the referral from the Stock Exchange of Thailand (SET), persons were found to have taken action liable to be an offense related to the sales of SQ shares by using inside information on the company’s operating loss in the third quarter of 2019, resulting in the net loss of 266.30 million baht, the highest loss since the SET listing of SQ securities on 26 October 2016. The loss was caused by the declining service revenues and the higher costs of service provision. The SEC’s further in...
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that 14 individuals had engaged in THE trading orders in a manner consistent with price manipulation. They are: (1) Mr. Boonchai Jirapongtrakul, (2) Mr. Boonchoke Thiratarakorn, (3) Mr. Booncherd Santudpanich, (4) Mr. Suwit Jjraphongtrakul, (5) Mrs. Wanna Sittisirinukul, (6) Mr. Theerawat Saekuai, (7) Mr. Preyatada Buranaworakhun, (8) Mr. Surachaste Boonyasatian, (9) Mr. Karoon T...
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of December 2017 – May 2018, two groups of persons engaged in BM trading orders in a manner consistent with price manipulation. These activities occurred in different time periods. The investigation also revealed no detectable connection between the two groups. A summary of their offenses is as follows: The first incident: Two offenders, namely (1) Mr. Luac...
According to the referral from the Stock Exchange of Thailand (SET) in April 2024 and the SEC’s further investigation, it was found that on 22 January 2024 at 14.00 hours, JKN, led by Jakkaphong, CEO and Managing Director with the authority to report information about JKN, disclosed through the SET Electronic Listed Company Information System (SETLink) as ordered by SET, a clarification regarding the news appearing on online media that JKN had sold its business of Miss Universe Organization (MUO...
Following a referral from the Stock Exchange of Thailand (SET) in 2023 and the SEC’s further investigation, the findings and evidence indicated that during 3 – 14 November 2022, before the inside information regarding AH’s Q3 2022 performance showing a net profit of 600.68 million baht – a significant increase both quarter-over-quarter (QoQ) and year-over-year (YoY), positively impacting AH’s share price – was disclosed through the SET on 14 November 2022, at 18.03 hours, the three offenders com...
Following a referral from the Stock Exchange of Thailand (SET) in 2022 and the SEC’s further investigation, the uncovered facts and evidence led to the belief that Mr. Pongsak Lothongkam, who at the time of the incident was a major shareholder with more than 50% ownership and served as an advisor to SVI, was responsible for setting business strategies and attended important meetings of SVI. He was a person who knew or possessed insider information regarding SVI’s performance in the third quarter...
According to a referral from the Stock Exchange of Thailand (SET) in 2023 and the SEC’s further investigation, it was revealed that during the period between 2 – 9 September 2022, the four individuals above had personal relationships, financial trails or connections through associated persons. Specifically, (1) Pasu, (2) Vichan and (3) Akarat colluded to manipulate the price or trading volume of TRITN securities by continuously placing buy or sell orders with the intention to cause the price or...
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, actions liable to be offenses committed by the three persons above were detected during 16 November – 28 December 2018. Atthavut and Sujeera colluded to send trading orders of TIGER stocks in manners of manipulating the closing price, executing bid orders to heighten the price, dominating bid and offer orders* and matching bid and offer orders among themselves through the securities tradi...
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for the third quarter of 2019, which recorded a significant increase in net earnings due to the income...