following personal data: 1.1 Definitions and examples of data collected by the SEC Office Personal data: Data of a personal nature, for example, identification number/passport number, title, name, surname
CORPORATION HUNTERS ASSET MANAGEMENT COMPANY LIMITED HUA SENG HENG GOLD FUTURES COMPANY LIMITED HIPPO WEALTH INVESTMENT ADVISORY SECURITIES (THAILAND) COMPANY LIMITED Approval Identification Number No. Name
the haircut shall be tested on a regular basis and the validity of the haircut calculation method shall be reviewed at least once a year; (8) determination of methods for identification and reduction of
calculation method shall be reviewed at least once a year; (10) determination of methods for identification and mitigation of risks relating to the acceptance of cross-border collateral to ascertain that such
): ...................................................................................................... Tax Identification No. (if any): ............................................................................................................... Nationality
ใช้ความสามารถของระบบเทคโนโลยีสารสนเทศ (IT usage capacity) ข้อมูลจำแนกผู้ลงทุน (Customer Identification Data) รายงานบัญชีเก็บสินทรัพย์ดิจิทัลของผู้ลงทุน (Customer Wallet Data) รายงานปริมาณสินทรัพย์
Identification Number SEC HELP Center 1207 info@sec.or.th Last Updated 31 March 2022 Last Reviewed 31 March 2022
beencompleted, except for data or evidence concerning customer identification which shall be kept for not less than five years from the date relationship with the customer has ended. Clause 5. An internal control
transactions of customers have beencompleted, except for data or evidence concerning customer identification which shall be kept for not less than five years from the date relationship with the customer has
years from the date the particulars or transactions of customers have beencompleted, except for data or evidence concerning customer identification which shall be kept for not less than five years from