undertake securities business in the following categories of: (l) Mutual fund management; (2) Private fund management; or (3) Securities brokerage, securities dealing or securities underwriting but not
dealing or securities underwriting but not including brokerage, dealing or underwriting of securities limited to debt securities or investment units. Clause 2. A securities company shall undertake trust
to operate any of the following types of securities businesses – namely (a) securities brokerage, dealing, or underwriting, regardless of the types of securities, or (b) securities brokerage
Bangkok, April 4, 2013 ? The Southern Bangkok Criminal Court sentenced Ravi Pattiyawongse to a two-year imprisonment for conducting unlicensed businesses of securities brokerage and dealing under the
net profit, but is prohibited from paying dividend while having retained deficit. "Infrastructure generally requires huge investment proceeds. Private sector should therefore have access to
อยู่ภายใต้การจัดการของบริษัทในเครือซึ่งอยู่ในต่างประเทศโดยจะดำเนินการในลักษณะ daily basis เพิ่มเติมจากการดำเนินการเฉพาะกรณีฉุกเฉินเมื่อ Central Dealing ที่สิงคโปร์เกิดเหตุขัดข้องหรือเป็นวันหยุด จะสามารถ
reference. Notification of the Capital Market Supervisory Board No. TorThor. 63/2552 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment