that Mrs. Hui Pui Wah may exploit such information for trading TU securities. 20/04/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :  

thoroughly to the investing public; thereby limiting chances for a certain person or group of persons to exploit it as a channel for seeking benefit or intervening the fund?s operation. The SEC will therefore

reasonably to know that the receiver of such information may exploit such information for trading securities. 28/11/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as

know that the receiver of such information may exploit such information for trading securities. 31/03/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows

disclosed such inside information to Mr. Prasert Jarutangtrong, while he knew or ought reasonably to know that he may exploit such information for trading PHOL securities. 13/08/2021 agreed to comply with

recorded such behavior for future reference if breach of duty is found.  The said acts are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re

office which is in breach of the Securities and Exchange Act B.E. 2535, resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in

statement (FORM 69-PP-PRICING) which is breach of The Securities and Exchange Act B.E. 2535 resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC

-PRICING) which is breach of The Securities and Exchange Act B.E. 2535 resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in

กรณีเกินอัตราส่วนโดยไม่ได้เกิดจากการลงทุนเพิ่ม (“passive breach”) ให้สามารถทำได้ในทางปฏิบัติ และมีความยืดหยุ่นมากยิ่งขึ้น ตามที่สำนักงานได้รับประเด็นจากสมาคมบริษัทจัดการลงทุน 2