securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
over the opening ceremony and delivered a keynote address on the topic, "Policies and Directions for the Development of the Thai Capital Market." On this occasion, SEC Chairman, Dr. Pichit Akrathit
securities for business take-overs, and prevention of unfair securities trading practices. Such power shall include: (1) the issuance of rules, regulation, notifications, orders, or directions under this Act
affecting economies and capital markets. The discussion included successful strategic approaches and future directions. Additionally, SEC Deputy Secretary-General met with representatives from ASIFMA and
;EA"). His duty was to oversee and ensure that EA’s offering for sale of securities complied with the law. However, Mr. Amorn failed to issue instructions or perform the necessary duties required
Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him
of listed companies, as well as other policy directions that would help reduce challenges to accessing capital sources and carrying out the responsibilities of listed companies. The goal is to ensure
and investment for the working population’s retirement. The seminar provided insights into trends, directions, and developments in managing pension funds globally. Mrs. Pornanong Budsaratragoon, SEC
in setting the directions, policies, and organizational practices (Tone from the Top), which are crucial for ESG initiatives and sustainable growth of organizations. The training session was held at