The Securities and Exchange Commission (SEC) organized the Compliance Relations 2024 Event with asset management companies and limited brokers, dealers and underwriters (LBDU), including banks

The SEC has reviewed the regulations concerning the SPO shares offering and the mai/SET listing requirements for LiVEx-listed companies to better accommodate small and medium-sized enterprises and

Applications dated 7 July 2024, issuing companies whose shares are listed on the Stock Exchange of Thailand (SET) are eligible for a 20-percent reduction of the annual registration statement filing fee. This

The Securities and Exchange Commission (SEC) has considered it appropriate to designate 2 June and 11 August 2025 as well as 2 January 2026 as additional special holidays for securities companies

The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a meeting with the Thai Listed Companies Association (TLCA), led by

Earlier, the SEC conducted a public hearing on the principles for revising the rules on the maintenance of net capital adequacy for business operators in the part related to the use of subordinated debt in sustaining the net capital**. Moreover, the proposed amendment included a review of the risk haircut rates used in calculating the net capital adequacy in alignment with the current conditions, covering the risks of various financial instruments and revision to the definition of special...

The Capital Market Supervisory Board passed a resolution approving the amendments to the regulations to clarify the nature of business operation of securities issuing companies or listed companies

considered it appropriate to designate 12 April 2024 as an additional special holiday for securities companies and derivatives business operators. This decision aligns with the Cabinet’s resolution and the

The amendment to the regulations related to the provision of NVDR transaction services by securities companies aims to enhance clarity and serve the original intent of the introduction of NVDR to

DecemberH.M. King Bhumibol Adulyadej the Great’s Birthday / National Day / Father’s Day16. Wednesday10 DecemberConstitution Day17. Wednesday31 DecemberNew Year’s EveFor all securities companies and derivatives