from all sectors, leading to a well-functioning capital market ecosystem in current conditions and into the future. Our collaboration will enhance market efficiency and contribute to the development
Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Capital Market Personnel dated 3 June 2014. The SEC therefore has suspended him from functioning as capital market
inconsistent with normal market condition and cause disruption or delaying the functioning of the trading system of the trading venue, is liable to violation of the Securities Law. In addition, the amendments
society. Additionally, an investor data hub will provide comprehensive wealth management tools, functioning as a wealth aggregator for investors. Moreover, strengthening the role of domestic institutional
, effective from 9 November 2018; (3) In the case of {C}, she is prohibited from functioning as a branch manager responsible for capital market business, and the SEC also imposed a suspension
เวลาเทานั้น อาจทํา ใหมีปญหาเกี่ยวกับการควบคมุดูแลผูจัดการกองทุนในทางปฏิบัติ 1.2 กรณี upgrade คุณสมบัติดานความรูของผูจัดการกองทุน โดยมีทางเลือก ไดแก 1.2.1 ได CFA/ CISA 1 และมีประสบการณทํางาน 3
Office. Clause 10. The securities companies are allowed to upgrade its online branch office to full-service branch office provided that on the date the securities company upgrades its branch, it meets the
upgrade its online branch office to full-service branch office provided that on the date the securities company upgrades its branch, it meets the qualification as specified in Clause 4 and notify the
the date the branch office starts its operation in accordance with the format set out in an electronic system of the Office. Clause 10. The derivatives brokers are allowed to upgrade its online branch