แบบแสดงราการข้อมูลประจำปี UNOFFICIAL TRANSLATION Notification of the Change of Audit Firm Date ....... Month ............ Year ....…. Dear Secretary-General of the Office of the Securities and
trading transactions regularly. In case of doubtful authenthicity, investors should seek clarificatioin from the back office of such securities firm. It should be reminded also that money for trading
that rationale is not the only factor influencing investment decision making while the regulator should put in place proper regulations to protect investors and provide appropriate investment
) being a certified public accountant, by foreign laws or regulations, to perform accounting audit work; (2) performing audit work for only one audit firm which shall have the following characteristics: (a
a quantity and complexity of transactions that are sufficient for demonstrating knowledge and capacity of the auditor and audit engagement quality; (6) being attached to only one audit firm and such
firm; · Existing conditions that https://www.sec.or.th/EN/Documents/Auditor/acceptance.doc ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ mutual fund with the Office; (6) transferring ownership of any
are allowed to also inform the SEC of the names of foreign business operators instead of only the names of the foreign personnel as previously required; 2. Modifying the requirements for notifying the
include going public and becoming a listed firm or PE trust. With PE Trust, businesses will not only have access to fund source for expansion but will also gain management expertise from professionals