monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
: .......................................................... E-mail address: ........................................................................................................................ 7. Affiliated with audit firm
this regard, listed companies facing limitations or effects of the said outbreak, causing the inability to submit reports by the deadline, may send a written request to SEC for deadline extension
hearing document available at www.sec.or.th/hearing . Related persons and interested parties may express their comments on the website or send comments to e-mail: sakdas@sec.or.th or juthaporn@sec.or.th
://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=684. Stakeholders and interested parties are welcome to send comments or suggestions by 26 January 2021 via the website or e-mail to kris@sec.or.th or nichap
upon the SEC Office’s request. I allow and will facilitate the SEC Office’s inspection of audit quality of my own work and audit quality control system of the audit firm, both before and throughout the
Transaction to the SET and send a notification with respect to the Transaction to its shareholders within 21 days from the date of disclosure information to the SET. The calculation of the Transaction size is
must disclose certain information pertaining to the Transaction to the SET and send a notification with respect to the Transaction to its shareholders within 21 days from the date of disclosure