to obstruct or prevent the shareholders meeting from taking place, such directors may be deemed to fail to perform their duties as prescribed in Section 89/7 of the Securities and Exchange Act B.E
must regularly monitor and supervise the performance of IBAs and establish measures in cases where IBAs fail to comply with the applicable rules and regulations, including reporting to the SEC on a
results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person
act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or
, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person authorized in writing from the
service providers, and digital asset business operators to take joint responsibilities for damages caused by cybercrimes if they fail to comply with the standards or measures for preventing cybercrimes as
{ก} มีส่วนในการกระทำผิดของบริษัทและละเลยการตรวจสอบดูแลตามสมควร (fail to supervise) โดยเป็นผู้อนุมัติการเปิดบัญชีและเพิ่มวงเงินให้กับลูกค้าหลายราย ทั้งที่ลูกค้าดังกล่าวมีเอกสารทางการเงินไม่ครบถ้วน
collectively and appropriately with other investors and stakeholders in case the investee companies ignore or fail to solve problems even after the monitoring has been escalated to stress the level of concerns
report on the liquidation results as per the form provided in the Office’s electronic system within thirty days from the date on which the liquidation is completed, unless the unitholders fail to collect