recklessly. In this well-connected era, consumerism has rapidly intensified and spread widely through various perceptive channels especially the mass media. Ignorance is another essential cause of improper
provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging, utilizing or altering such
, utilizing or altering such information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct
results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person
act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or
derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which results in creating, altering
ของการกำกับดูแลกิจการที่ดี โดยมี ศ. ดร.พรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. กล่าวต้อนรับ และบรรยายในหัวข้อ “Governance – An Essential Ingredient of Sustainability” นอกจากนี้ ดร.ประสาร ไตรรัตน์วรกุล อดีต
is an essential component for investors to consider in their investment and ownership decisions. The focus on governance in Investor Climate Action Plans (ICAPS) this year underscores the importance of
essential to establish regulations ensuring that Thai securities companies, under the supervision of the SEC, implement stringent processes and systems for screening and monitoring. This will ensure that
from the Beer Buffalo Gags Channel, and “Trust Me, Investing Is More Essential Than You Think” by “Na Nake,” Mr. Katesepsawat Palakawong Na Ayudhaya. These sessions will share experiences, insights