benefits related to any financial product sellers. Such advice must be made online via website or electronics channels with a feature for general people’s participation for comments.Investment advisors

REIT trustee must be independent from REIT manager. For the participation in REITs related businesses, such as underwriting or financial advisory service, a Chinese wall to prevent conflicts of interest

requirement for financial advisor participation in the preparation of the registration statement;    3) Fees: to exempt the filing fee of the registration statement and require only the application fee of

of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3

of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3

skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3. Maintenance of

supervision would expand to cover additional entity types under the SEC regulations; (2) Define clear roles, responsibilities and involvement of the board of directors, including the governance body, to ensure

development to support digital transactions in securities, and new fundraising channel through crowdfunding, etc. We believe that our involvement in this event will give Thai capital market more opportunities

complaint was filed after the above six persons did not agree to enter the settlement process within reasonable period and their involvement in the ratification was in connection with the SEC?s criminal

persons are required to submit written explanation to the SEC within 7 business days while the appropriateness of Vijit Supinit involvement will later be considered.