. Clause 6. A securities company shall establish in writing a business continuity plan covering all critical functions which at minimum shall include the following components: (1) Operational procedures for
. 2551 (2008) and Section 223 of the Securities and Exchange Act B.E. 2535 (1992) which contain certain provisions in relation to the restriction of rights and liberties of persons which Section 29 in
Bangkok, 19 March 2020 – According to the Cabinet’s resolution on 17 March 2020, approving the postponement of the public holidays during 13 -15 April 2020 to prevent and contain the spread of the
Capital Market Supervisory Board or the Office of Securities and Exchange Commission have suggested investment in the offered securities; nor contain any assurance in relation to the value or returns on the
and develop securities business related to investment management; “debt financing” shall include the issuance of debt instruments or conclusion of any transaction that would result in or is in substance
Section 97 of the Securities and Exchange Act B.E. 2535 (1992) , which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section
Section 97 of the Securities and Exchange Act B.E. 2535 (1992), which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section
Exchange Act B.E. 2535 (1992), which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section 35, Section 36, Section 45, Section
to generate income which shall include the project’s related assets; (c) the trust manager shall be responsible for preparing documents that contain sufficient information for the consideration of the