amended for effective supervision on innovative products and transactions. Supervisory efficiency with regard to issuance quality, information disclosure, and sales of investment products will also be
Bangkok, August 28, 2015 ? The SEC has amended rules governing issuers? qualifications to further enhance the efficiency in the securities public offering?s reviewing process of non-listed companies
efficiency and practicality for the industry. On the salesperson side, the focus will be to enhance quality by recategorizing sales licenses according to levels of risk and complexity of the products. The
to promote stakeholder inclusiveness, sustainability, good governance as well as fair and effective law enforcement. Additionally, increasing the Thai capital market's role in serving regional needs is
proper development or accurate solution as well as effective and practical regulations. Moreover, the SEC organization will be restructured to enable the end-to-end process to support the plan
securities. SEC has taken measures to enhance the efficiency of the bond market ecosystem and so far has made progresses in certain areas.” To ensure that the policies, directions, goals and key guidelines
appropriate supervision and allocation of their necessary resources and personnel with expertise for the most effective supervision of operation of outsourcee. Additionally, business providers are also
opportunity and alternatives for fund raisers and investors as well as enhance the Thai capital market readiness for international linkages. The revised regulations will become effective by the third quarter of
Bangkok, October 25, 2012 ? The SEC is urging small-and medium-sized enterprises (SME) to participate in the SME Bond Project to optimize the benefits of bond as an alternative, cost-effective