necessary for fulfilling the duties of the mutual fund supervisor.
lectures, aimed at enhancing the learning skills related to the duties of public sector officers involved in police work. The event took place on 18 June 2025 at the SEC Building.
Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and
Bangkok, 15 March 2017 - The SEC has suspended two securities investment consultants, {A} for failing to perform duties with deliberation as a professional, and {B} for performing duties or providing
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint
Mr.Sompong Wittayarakson Mr. Sompong Witthayaraksan, former Chairman of S.E.C. Auto Sales and Services Plc. (SECC) responsible for the operation of SECC, dishonestly violated his duties and caused
submit the audited financial statement in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the reviewed financial statement
Pico (Thailand) Public Company Limited Pico (Thailand) Public Company Limited (“PICO”) had duties to prepare and submit a financial statement for Q1 year 2024 through the transmission system of the
Pico (Thailand) Public Company Limited Pico (Thailand) Public Company Limited (“PICO”) had duties to prepare and submit the Interim Management Discussion and Analysis (“MD&A”) for Q1 year 2024