personnel of any management company do not comply with the provisions of this Notification, the management company shall complete the improvement of its work system and personnel to comply with such
; “Management company” means any mutual fund management company and private fund management company; “Mutual fund management company” means any securities company licensed to undertake securities business in the
provident fund under the laws on provident funds; (Translation) 2 “Open-end fund” means any mutual fund which accepts the redemption of its investment units; “Management company” means any mutual fund
failure to comply with the banking’s requirements as DSCR not less than 1.20 times of separated financial statement (however, the Company has submitted a letter extend the term to complete requirement). The
and cannot be completed by other contractors. Thus Cherchaiwon, the related party, is asked to complete the production. The Company is affirmed that the transaction is transparent, fair and beneficial
is unable to comply with terms specified in clause 7/2, the company shall proceed and complete its amendment at the earliest occasion, provided that it shall take into account the best interests of its
and kept in full and are segregated from its own assets in the manner that is distinguishable without any suspicion, and there shall be accurate, complete and up-to-date records of assets of each client
a bidding process. The Company shall complete such disposal within a period of no more than six months after it is granted the relevant approval by the shareholders meeting. The Company shall invite
a regular basis. A securities company shall maintain complete documentary evidence as prescribed in Paragraph 1 and Paragraph 2 in such a manner that can be promptly retrieved and inspected by the SEC