and his client showed that he had used the client's account to trade securities for himself.{A}'s actions were deemed the violation of Clauses 20(1) and (3) of the Notification of Capital Market
) B.E. 2551 (2008) and the second paragraph of Section 100 of the Securities and Exchange Act B.E. 2535 (1992) which contain certain provisions in relation to restriction of rights and liberties of
(2008) and the second paragraph of Section 100 of the Securities and Exchange Act B.E. 2535 (1992) which contain certain provisions in relation to restriction of rights and liberties of persons which
misunderstanding; In preparing the prospectus according to the first paragraph, the management company can use diagrams or other methods instead of written communication, except when there are provisions in this
of the assets to WHART Trust mentioned above, the Company shall give undertaking to WHART Trust, the significant terms of which appear in Annex 3. 4. Appointment to be Property Manager for Assets Sold
the following clauses in three notifications: (1) Clause 4, Clause 5, Clause 11 and Clause 14 of the Draft Notification of the SEC Office No. Sor Nor. /2564 Re: Details of the Mutual Fund Scheme