business operator registration under Clause 2 (1) and (2) shall possess the qualifications as follows: (1) being capable of operating the derivatives business of the category under the relevant supervisory

results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person

act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or

derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which results in creating, altering

necessary documents and information in relation to the Extraordinary General Meeting of Shareholders No. 1/2019, the Company may not be capable of preparing the said documents and information completely

financial status and capable to pay trade liabilities. Please be informed accordingly. Yours sincerely - Signature - Mrs. Pimporn Chotirattanakul Managing Director

transmitting client orders into the SET’s system in accordance with the criteria set by the SET, and establish an efficient order transmission system capable of distinguishing short selling transactions from

stories reflecting high growth potential of the industries.At present, lots of potential and capable digital content providers in Thailand lack adequate funding or need professional managers to help

of the Securities and Exchange Commission. Clause 2 At least two fifths of the total number of directors of a derivatives exchange shall be persons capable of performing the duty to safeguard the

February 21 ,2018 Subject : Clarification of Performance for 2017 To : The President The Stock Exchange of Thailand WICE Logistics Public Company Limited would like to clarify the altering operating