, 2004 (as amended), is less than 15 percent and the total size of all transactions in the past 6 months also does not exceed the 15 percent threshold limits as prescribed in the regulations. The details
wishes to hereby report to the SET on the resolutions earlier adopted at its Board of Directors’ meeting no. 6/2019 on November 11, 2019, authorizing volume limits for various transaction items planned to
securities trading, for example, client investment limits, consideration of collateral quality, and prohibition of Non-Voting Depositary Receipt (NVDR) investment by Thai entities. The SEC has also
minimum average allocation of 65 percent of NAV in each fiscal year. The tax benefit limits are divided into two categories,*** as follows: Category 1: General investors interested in Thai ESGX can begin
for customers with unusual transaction patterns, such as delaying withdrawals, reducing trading limits, or refusing to provide services; (5) Impose withdrawal delay measures for customers who do not
credit limits ของคู่สัญญา (5) การบริหารความเสี่ยงด้านราคา ให้อธิบายขั้นตอนและมาตรการในการบริหารความเสี่ยง ด้านราคาของเงินลงทุน สัญญาซื้อขายล่วงหน้า และสินค้าหรือตัวแปรอ้างอิงในประเด็นต่างๆ เช่น การจำกัด
limits. In addition, to support the development of crypto ETFs and strengthen the capabilities of Thai business operators, during the initial phase the SEC will not permit the issuance, establishment
shall be explained the procedure of credit approval, standard of measuring credit exposure and determination of credit limits of the counterparty; (e) as regard the price risk management, there shall be
management, there shall be explained the procedure of credit approval, standard of measuring credit exposure and determination of credit limits of the counterparty; (e) as regard the price risk management
providing service to a client, a derivatives broker shall proceed as follows: (1) determine the aggregate position limits for a client including the margin rate or value, based on fluctuation of derivatives