defendant and the 3rd defendant are barred from serving as a director or executive in a securities issuing company or a securities company for 10 years; and (4) All defendants shall jointly pay a
received, and a reimbursement of investigative expenses incurred by the SEC, totaling 5,374,006 baht, and shall be prohibited from trading securities or derivatives for 28 months, and shall be barred from
expenses. In addition, both POLAR executives have been barred from holding the director position at any issuing or securities company for 10 years each. Apart from the civil sanction, the SEC is questioning
. Suphanan from his positions as director and executive of IFEC and barred him from serving as a director or executive in the securities issuing company and another listed company (if any) for two years
proceedings resulted from denunciation by such authority or have been barred from serving as director or executive of the financial institution or have been imprisoned by the court’s final judgment regardless
-emerged and further strained tension on economy. Competition around data pricing with unlimited plan remained high and barred monetizing rise in data demand as well as stabilizing ARPU. However, mobile
Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
Determining Proportion of Directors of Derivatives Exchange and Prohibited Characteristics of Directors of Derivatives Exchange and Derivatives Clearing House
Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies.