client due diligence ? e.g., clients? investment objectives, personal conditions and risk tolerance ? before giving advice, attached with supporting reasons, on suitable funds for their investment. In
the financial statements of the latest accounting year. (please use the table attached hereto). 11. In the case where the applicant has affixed signature in giving opinions on the auditing for less than
of Acquisition or Disposal of Assets. Therefore, the Company has the duty to disclose the information memorandum (Schedule 1) regarding the transactions to the SET according to the annex one attached
doing business to be able to conduct business in accordance with the needs of consumers change. The Financial Statements is attached herewith for your acknowledgement and disseminating to investors
House shall prepare and submit one copy of their annual financial statements which have been audited and attached with an opinion by the auditor to the SEC Office and shall proceed as follows: (1
Thai text has legal force and that this English translation is strictly for reference. - 21 - FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending
English translation is strictly for reference. - 21 - FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending 31 December 2021 onwards Annual
amendment under the SEC Office's order and the period of completion or the expected period of completion are attached to the requisition for exemption). 5. In case of establishing a full branch office