by arbitration to be able to accommodate disputes relating to securities and derivatives contracts to ensure that the arbitral process organized by the Office is convenient, expeditious and fair for
settled by means of arbitration and the following procedure the customer is able to proceed with in case of unsatisfactory results provided by the derivatives broker; (4) preparing a summary report in
/2551 Amount of Damages Arising from Derivatives Transaction for Settlement by Arbitration 02/04/2008 16/04/2008 2. Notification of the Office of the Securities and Exchange Commission 25/2544 28
) |- Reporting Requirements |- Anti-money Laundering |- Arbitration |- Appeal |- Others | - |- Public Holidays | - |- Cooperation with Government Agencies | - |- Others Contact The Securities and Exchange
(Section 27, 28) |- Reporting Requirements |- Anti-money Laundering |- Arbitration |- Appeal |- Others | - |- Public Holidays | - |- Cooperation with Government Agencies | - |- Others Contact The
://publish.sec.or.th/nrs/2249pe_r.pdf SEC public hearing on proposed amendments to arbitration rules possession of prohibited characteristics by the persons on the SEC Arbitrators List. The consultation paper is
public hearing on proposed amendments to arbitration rules possession of prohibited characteristics by the persons on the SEC Arbitrators List. The consultation paper is available at www.sec.or.th