without subject to regulations of this Notification. Clause 6 In this Notification: (1) “audit firm” means an audit firm where an auditor is attached and conduct audit work for; (2) “financial institution
the capital market must be attached to the audit firms which have a work system in accordance with the quality control standard. However, in the current structure of laws pertinent to the audit
additional explanations attached thereto. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=702. Stakeholders and interested parties are welcome to give comments and
client due diligence ? e.g., clients? investment objectives, personal conditions and risk tolerance ? before giving advice, attached with supporting reasons, on suitable funds for their investment. In
the financial statements of the latest accounting year. (please use the table attached hereto). 11. In the case where the applicant has affixed signature in giving opinions on the auditing for less than
of Acquisition or Disposal of Assets. Therefore, the Company has the duty to disclose the information memorandum (Schedule 1) regarding the transactions to the SET according to the annex one attached
doing business to be able to conduct business in accordance with the needs of consumers change. The Financial Statements is attached herewith for your acknowledgement and disseminating to investors
House shall prepare and submit one copy of their annual financial statements which have been audited and attached with an opinion by the auditor to the SEC Office and shall proceed as follows: (1