declining to clients . Clause 12 A securities company shall not mislead its counterparty regarding material facts of securities trading by refraining from disclosure of information, distortion of information
12 A securities company shall not mislead its counterparty regarding material facts of securities trading by refraining from disclosure of information, distortion of information, or giving false
(if any) in preventing from any act or refraining from acting in violation of the law on securities and exchange, the law on derivatives, or the law on trust for transactions in capital market, or the
circumstances in which the CRA operates. Structurally, the IOSCO CRA Code is broken into five sections: The Quality and Integrity of the Credit Rating Process; CRA Independence and the Avoidance of Conflicts of
avoidance of the provisions or the rules issued under the Law on Securities and Exchange; (2) the management of the mutual fund may contravene a public policy or government policy relating to the capital
the principles of good faith and care, including avoidance of any conflict with or effect on the performance of its duties as trustee of the REIT. Clause 22 A trustee shall prepare the registration of
consideration that the true intention or the substance of the offer for sale of the debt securities constitutes an avoidance of the provisions of the Securities and Exchange Act or this Notification; (2) the
substance of the offer for sale of the bonds constitutes an avoidance of the provisions of the Securities and Exchange Act or this Notification; (2) the offer for sale of the bonds may contradict a public or