them as total liabilities in the calculation of net capital on the condition that they rectify the excess qualified subordinated debt so as not to surpass the shareholders’ equity within a specified
The 33rd ASEAN Capital Markets Forum (ACMF) Chairs’ Meeting virtually held today in Hanoi endorsed the key priorities for its Action Plan 2021 – 2025 to realise the ACMF Vision 2025 of being an inter
The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide
among all sectors within the capital market. This collective effort will strengthen Thailand’s stock market competitiveness, enabling it to address emerging challenges while maintaining its pivotal role
Bangkok, 27 March 2023 – As appeared in the news reports of certain news agencies and online media on 24 March 2023 that Zipmex Co. Ltd. (Zipmex) had not received investors’ payment for capital
capital falls below the minimum requirement level, company must submit notification outlining cause and corrective plan to the SEC within 15 days as well as make necessary corrections within the notified
Previously, the SEC conducted a public hearing on the proposed principles for amending capital rules for digital asset operators, including capital requirements for securities and derivatives
This initiative follows the government's recent introduction of tax incentives aimed at bolstering investments in ESG stocks and strengthening the Thai capital market. These incentives apply to both
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business
follows:(1) Submit to the SEC the net capital maintenance rectification plan;(2) Take steps according to the submitted plan under (1) to rectify the shortfalls within the specified period;(3) Facilitate