_____________________ ) Form 69 – CIS material update (effective date on _____________________ ) Form 69 – CIS material update (effective date on _____________________ ) Warnings: An investor considering the purchase
local representative: Name of local intermediary:[in case of an ETF, please state the names of market maker and participating dealer of ETF] Warnings: An investor considering the purchase of units of
operator: Name of local representative: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Warnings: An investor considering the purchase
on asset allocation, equity funds or alternative funds, excluding tax incentive funds; (3) Disclosing fund facts and warnings on crypto asset exposure clearly for investors’ information. 3
}, who also held a branch manager position, it was found that she had advised a client to invest in a fund without giving complete and sufficient information as well as warnings related to the fund that
information in the offering documents nor guarantees the price or the return of the fund”. Clause 16. The securities company shall have statements or warnings under Clause 15 or any other warnings presented
”. Clause 16. The securities company shall have statements or warnings under Clause 15 or any other warnings presented clearly through any media or object and ensure that they are at least as prominent as the
completeness or the correctness of the information in the offering documents nor guarantees the price or the return of the fund”. Clause 12. The securities company shall have statements or warnings under Clause
nor guarantees the price or the return of the fund”. Clause 12. The securities company shall have statements or warnings under Clause 11 or any other warnings presented clearly through any media or
have statements or warnings under Clause 15 or any other warnings presented clearly through any media or object and ensure that they are at least as prominent as the majority information in such