on asset allocation, equity funds or alternative funds, excluding tax incentive funds;     (3) Disclosing fund facts and warnings on crypto asset exposure clearly for investors’ information.     3

}, who also held a branch manager position, it was found that she had advised a client to invest in a fund without giving complete and sufficient information as well as warnings related to the fund that

เสี่ยง - เตือนว่า product เสี่ยงสูงหรือซับซ้อนมากกว่าปกติ และ ให้ข้อมูลความเสียหายจาก unexpected return - มีเครื่องมือหรือสื่อประกอบการอธิบาย เช่น video clip/ visualized presentation 7 เรื่อง ความเห็นจาก

ผู้ประกอบธุรกิจอำจพิจำรณำ ด ำเนินกำรไปพร้อมกับกำรท ำ suitability test หรือไม่ก็ได้ ทั้งนี้ ส ำนักงำนจะซักซ้อมค ำถำม ส ำหรับกำรท ำ knowledge assessment ให้ผู้ประกอบธุรกิจทรำบต่อไป (7) VDO clip

information in the offering documents nor guarantees the price or the return of the fund”. Clause 16. The securities company shall have statements or warnings under Clause 15 or any other warnings presented

”. Clause 16. The securities company shall have statements or warnings under Clause 15 or any other warnings presented clearly through any media or object and ensure that they are at least as prominent as the

completeness or the correctness of the information in the offering documents nor guarantees the price or the return of the fund”. Clause 12. The securities company shall have statements or warnings under Clause

nor guarantees the price or the return of the fund”. Clause 12. The securities company shall have statements or warnings under Clause 11 or any other warnings presented clearly through any media or

have statements or warnings under Clause 15 or any other warnings presented clearly through any media or object and ensure that they are at least as prominent as the majority information in such

statements or warnings under Clause 11 or any other warnings presented clearly through any media or tools and ensure that they are at least as prominent as the majority information in such advertisement. For