ensure clear and transparent supervision of digital asset transactions and precise and appropriate implementation of such regulations. The public consultation on the draft regulations with stakeholders
the SEC Open Data Services – to better serve the users while promoting a transparent, trustworthy and reliable capital market. The event took place in Bangkok on 28 March 2024.
SEC public warning of unapproved digital asset offering Bangkok, 25 January 2019 ? The SEC advises the public to be cautious with the solicitation to invest in the initial coin offering (ICO) of BSmart
; (3) An issuance and offering of high-risk debt securities must clearly include the term, "High-Risk Bond" in the name of the securities. Additionally, a warning statement must be provided to investors
warning of possible breach of investment terms in the redemption form.Given that the redemption was ahead of the five-calendar-year holding requirement to be eligible for the LTF tax benefits, {A}'s failure
each type of investment unit, and, in cases where different types of investment units have different policies about returns or the priority return, clear details about the nature and conditions of
คล่องสุทธิ (“NC”) หรืออัตราส่วนเงินกองทุนสภาพคล่องสุทธิ (“NCR”) เท่ากับหรือน้อยกว่า 1.5 เท่าของเกณฑ์ขั้นต่ำ (เป็นระดับ early warning เท่ากับ 10.5% หรือ 37.5 ล้านบาท กรณีประกอบธุรกิจหลักทรัพย์และเป็นตัวแทน
results Sort by: Relevance Date (Newest) Date (Oldest) SEC public warning of solicitation for investment in securities and digital tokens Following the tips from various sources to SEC, there have been
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