SorOr. 6/2557 Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme 02/06/2014 01/07/2014 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi
to the financial aspect of business operators, for example, the number of shares held, shareholding proportion, trading account numbers. Verification data: Data for verification purposes, for example
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) Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 1/2554 Re: Verification and Announcement of Qualified Units of Foreign ETF and Application for Allotment of Foreign ETF Units
. Our suggestion for prevention of future occurrences is to jointly consider establishing accuracy verification mechanisms that can enhance confidence in the financial reporting, including a
of clients? assets: deficiency of the verification process created risk of damaging client assets. It was found that during August 2014 to March 2015 many clients asked the company to add another
consequently affect confidence in securities business and the capital market at large; (2) Custody of clients? assets: deficiency of the verification process created risk of damaging client assets. It was
liabilities, based on the facts and situation as of the date these financial reporting standards were initially adopted. ● Classification and measurement of investments in equity instruments of non-listed
adopted. ● Classification and measurement of investments in equity instruments of non-listed companies The Company measures investments in equity instruments of non-listed companies at fair value and