-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains

familiar with tools for verification before making investment decisions to build investment confidence. The SEC has participated in this activity for the 9th consecutive year since 2017.

operators, for example, the number of shares held, shareholding proportion, trading account numbers. Verification data: Data for verification purposes, for example, trader codes. Work Areas Personal Data

. The comments and suggestions gathered from the public hearing were taken into consideration when the SEC reviewed the proposed principles, the draft amendments and other related issues. The SEC is now

capital market, as well as to allow stakeholders and business operators to voice their concerns and give comments and/or suggestions. The materials gathered from this event will be taken into consideration

Industry Consultative Panels, and gathered comments on and recommendations for the Roadmap. A representative from the United Nations Development Programme (UNDP) also shared insights on the Guiding

Rapee Sucharitakul said: ?These amendments are important to the promotion and development of the Thai capital market. We have taken into consideration the comments and suggestions gathered from the public

relevant issues, challenges and case studies from many countries in the region. Starting from October 29, the two-day event has gathered more than 150 policy makers and delegates from public and private

relating to the financial aspect of business operators, for example, the number of shares held, shareholding proportion, trading account numbers. Verification data: Data for verification purposes, for

. 6/2557 Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme   02/06/2014 01/07/2014    Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi