public by such securities companies and derivatives broker. In this regard, the SEC Thailand assumes no responsibility for verification, examination or certification of completeness, accuracy and update of

NAV of PVD : Requiring the custodians responsible for safeguarding the assets of PVD to additionally establish an adequate system for NAV verification and verify the NAV of the PVD. Additionally, the

of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of

-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains

familiar with tools for verification before making investment decisions to build investment confidence. The SEC has participated in this activity for the 9th consecutive year since 2017.

: (1) accept purchase or redemption of investment units in the number specified in the relevant purchase or redemption order that is placed on a trading day. The provisions of paragraph one shall not

://publish.sec.or.th/nrs/4317pe.doc Readers should be aware that only the original Thai text has legal force and that this English trans office or a full-service branch office for approval; (3) accept or deliver money

baht and retained earnings (334.04) million baht. 6. The details of the connected persons and of related persons : -Non- 7. The directors of the board of committee has resolved to accept this due by

allowing such transaction; (5) sell securities without having possession, or without receiving an order to sell from another person, unless the SEC issues a notification allowing such transaction; (6) accept

earnings (681) million baht. 6. The details of the connected persons and of related persons : -Non- 7. The directors of the board of committee has resolved to accept this due by reasonable. 8. The nature and