Notification of Capital Market Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which has been promulgated in replacement of
replacement of the said two notifications. _______________
in the Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.
Capital Market Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two
. TorLorThor. 8/2555 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.
Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.
Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.
เห็น / ค ำถำม ควำมเห็นส ำนักงำน ชมรม IT Club 2. ในการบังคับใช้ในบางหัวข้อ เช่น cloud computing น้ัน อาจไม่ สามารถบังคับได้จริงกับบาง vendor เช่น SETTRADE ต้องท าอย่างไร แนะน าว่าควรมีข้อก าหนดที่เปิด
client in replacement of {B}. Seeking benefits from the client during the performance of duties, trading securities on behalf of the client and failure to comply with KYC/CDD procedures were in violation