practicality and fairness.The proposed revision would allow asset management companies a grace period for increasing the number of the unitholders of listed funds, including exchange traded funds and index funds
153 results Sort by: Relevance Date (Newest) Date (Oldest) English (United States) NAV Additional rules for long term funds (LTFs) Additional rules for exchange traded funds (ETFs) Additional rules for
persons in the group. Trading was done in concealment to mislead the public into believing that MILL shares were actively traded or share price was changed as MILL shares were traded in various manners
the share price manipulation of Chai Watana Tannery Group PLC (CWT) by handling the trading orders of CWT shares for a group of persons. She also traded CWT shares for herself through Mr. Payut
Mr. Sagha Sakulekpaisan During April 24 - May 2, 2008, Mr. Sagha Sakulekpaisan (formerly Chakchai (Thana) Sae Jiem, also known as “Here-Tee”) traded shares of three companies - Focus Development and
, transparently and with integrity to promote investors? best interest and the indutry?s sustainable growth. Actually, ethical investment and professional standards have always been an integral part of investment
Securities and Exchange Commission No. Sor Yor. 12/2548 Re: Application for Approval of Form and Terms of Derivatives Contracts Traded on Derivatives Exchange ______________________ Whereas the Derivatives Act
complaint and inspection report of Maybank Kim Eng Securities (Thailand) Plc, the SEC further probed into the case and found that {A} traded securities on behalf of a number of clients. He traded securities
for country funds Additional rules for long term funds (LTFs) Additional rules for exchange traded funds (ETFs) Additional rules for property sector funds Money Market https://www.sec.or.th/EN/Pages
Additional rules for long term funds (LTFs) Additional rules for exchange traded funds (ETFs) Additional rules for property sector funds Money Market https://www.sec.or.th/EN/Pages/LawandRegulations/Fees.aspx