five individuals committed offenses related to insider trading in TKN shares using undisclosed information they knew or possessed that positively affected TKN’s share price—specifically, TKN’s Q3/2022
Previously, the SEC filed a criminal complaint against a group of 18 persons as joint principals in the case of jointly manipulating the price or trading volume of MORE share on 10 November 2022
F2 Trading Corp : Unlicensed digital asset business (Disclosure Date : 09/08/2019)
GenesisTrade Trading Fund : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2019)
PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 28/03/2022 - 05/04/2022
PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 28/08/2013 - 04/09/2013
PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 09/06/2014 - 13/06/2014
PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 10/11/2021 - 17/11/2021