conducting an asset due diligence from every year after the previous due diligence to at least once in a calendar year, and permitting the use of other reliable methods to conduct an asset due diligence
progresses in the areas of market supervision and development, such as quality enhancement of IPO issuers and listed companies, legal enforcement in various cases, and improved transparency and fairness in
the SEC and the exploration of applying these guidelines to enhance the OIC’s technology risk control supervision over regulated business operators. The event took place on 26 June 2024 at the SEC
Deputy Secretary-General Tajinder Singh (second from right) to discuss international cooperation for the development and supervision of capital markets, at Hilton Hotel in Sydney Australia on 12 May 2019
The Securities and Exchange Commission (SEC), represented by Ms. Nopnuanparn Pavasant, Assistant Secretary-General, Ms. Cholthida Phakdeethai, Director of the Digital Asset Supervision Department
. Somsak Leeswadtrakul and Miss Kannikar Soykeeree, while being chief executive officer and commercial executive vice president of GSTEL respectively, committing or permitting another to act so as to falsify
Tiaosomboonkij by permitting to use her own securities trading account in purchasing TFG’s share or purchasing TFG’s share and TFG-W1 by using inside information concerning TFG’s operating results for the first
Miss Kanyarat Trongthammakit During the period of 25 May 2559 to 10 August 2559 (morning), Miss Kanyarat Trongthammakit aid and abet Mr. Winai Tiaosomboonkij by permitting to use her own securities
Miss Woranart Wangsomboondee During the period of 25 May 2559 to 10 August 2559 (morning), Miss Woranart Wangsomboondee aid and abet Mr. Winai Tiaosomboonkij by permitting to use her own securities
, Kachen or Komgrich Luechanya or Chitsanucha Piyakanin), to imprisonment for permitting or participating in the preparation of incorrect or inaccurate accounts and public fraud. Previously, on November 8