2013: 23 member countries in the European Union; and three (3) countries in the European Economic Area (EEA). The signing has forged cooperation and exchange of information regarding supervision and

Exchange supervision can also be sent via facsimile 0-2263-6335 or email: jarun@sec.or.th, securities business supervision via facsimile 0-2263-9777 or email: namporn@sec.or.th, and restructuring of mutual

procedures for proof of guilt committed by a group of persons which is usually the case with market manipulation;      1.4 Supervision of exchange-based trading to maintain continuity and reliability of the

digital asset business operators under the SEC’s supervision are:            1. Digital Asset Exchange           2. Digital Asset Broker           3. Digital Asset Dealer           4. Digital Asset

asset business operators under the SEC’s supervision are:      1. Digital Asset Exchange    2. Digital Asset Broker     3. Digital Asset Dealer    4. Digital Asset Fund Manager    5. Digital Asset

this application. b. Please mark an X in the appropriate box corresponding to your answer c. Send complete and signed form to Accounting Supervision Department The Securities and Exchange Commission

Commissions (IOSCO). This is to ensure that, if necessary, the SEC will be able to exchange information regarding the supervision of those foreign funds with foreign regulators under the IOSCO Multilateral

application. b. Please mark an X in the appropriate box corresponding to your answer c. Send completed and signed forms to - Accounting Supervision Department The Securities and Exchange Commission, Thailand

Market Supervisory Board No. Tor Thor. 30/2559 Re: Rules for Operation of Derivatives Exchange By virtue of Section 55 and Section 73 of the Derivatives Act B.E. 2546 (2003), the Capital Market Supervisory

the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008), and Section 100, Section 109 and Section 117 of the Securities and Exchange Act