. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and
หน้า (Derivatives) และตราสารหนี้ที่มีสัญญาซื้อขายล่วงหน้าแฝง (Derivatives - embeded Debt Instruments หรือ Structured Notes) แบบสำรวจความคิดเห็น Verify Code Reload * re-Verify Code
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, which are deemed illegal under the laws enforced by the SEC, the SEC will request that the event organizers close these booths and pursue legal action, which may result in both imprisonment and fines. If
Department of Special Investigation (DSI) to pursue legal actions against (1) Prachai Leophairatana - Chairman of the Executive Committee of TPIPL rehabilitation Plan Administrator, and (2) Stern Stewart & Co
securities. Otherwise, the SEC will strictly pursue legal action against such wrongdoing as insider trading deteriorates investors? trust as well as confidence in the capital market.?
strictly monitor and supervise their investment consultants to follow such requirements, the SEC may consider that they have inefficient compliance systems and may pursue further actions.?The trading volume
gained the benefit were dishonest duty performance, as specified under Section 89/7 and Paragraph 2 of Section 281/2 of the SEA. The public prosecutor decided not to pursue the case in court and the case