statements in documents, or aiding or abetting the commission of offences regarding accounts or documents pursuant to Section 312 of the Securities and Exchange Act B.E. 2535 (1992) or Section 148 of the
as from the date of submission of complete and accurate application, other documents and evidence. In considering the application, the Office may summon the applicant to give statements or submit
as from the date of submission of complete and accurate application, other documents and evidence. In considering the application, the Office may summon the applicant to give statements or submit
applicant to give statements or submit additional documents and evidence within the period specified by the Office. The Office shall deem that the applicant no longer wishes to seek an approval to become a
Funds and Trusts ________________ Chapter 1 Rules on Preparation of Financial Statements and Supplementary Documents ________________ Clause 11 The quarterly and annual financial statements of mutual
) an offence regarding documents or accounts such as falsifying documents, using or referring to falsified documents, informing the competent officer to record false statements in documents, or aiding or
statements that: a. “The documents for public inspection are available for inspection throughout the duration of the program.”; b. “Form 69-BASE-FD, as well as form 69-Supplementary-FD issued since form 69
Information of Securities Issuers) G. Others A. On the front cover of the registration statement, provide statements that: a. “The documents for public inspection are available for inspection throughout the
แบบแสดงรายการขอมูลการเสนอขายตราสารหน้ี (รายครั้ง) (แบบ 69-DEBT-PO-GOV.AGENCY) บริษัท........... (ช่ือไทย/อังกฤษของผูเสนอขายตราสารหน้ี) ............. เสนอขาย ......................................................................................................................... ......................................................................................................................... ....................................................................................................
permit another to produce fraud documents and prepare incorrect financial statements to deceive other persons. the public prosecutor issued a prosecution order; however, attempt to arrest the accused