asset markets.Note: * IOSCO is an international standard setting body for securities regulation.
. “securities company” means an entity granted a license to undertake securities business in the category of securities brokerage. “Notification on Standard Conduct of Business” means the Notification of the
footnotes to financial statement as prescribed by the accounting standard, namely information of financial statement reporting rule, summary of accounting policies which the securities company using for the
footnotes to financial statement) The Securities company shall disclose detail in the footnotes to financial statement as prescribed by the accounting standard, namely information of financial statement
accounting standard, namely information of financial statement reporting rule, summary of accounting policies which the securities company using for the significant accounting items and accounting event
to believe that he or she is or having been reasonably suspected of being lack of ethics or standard of performance relating to (a) securities business prescribed by an agency or association connecting
act of other person; (2) there are reasonable grounds to believe that he or she is or having been reasonably suspected of being lack of ethics or standard of performance relating to (a) securities
capital market supervision is crucial and necessary. The regulations under this Notification set a standard for operation of securities clearing houses and central securities depositories so that their
เกี่ยวข้อง กับภาคตลาดทุนเพื่อประเมินประสิทธิภาพของการก ากับดูแลเทียบกับมาตรฐานสากลด้าน securities regulation คือ IOSCO2 Objectives and Principles for Securities Regulation (“IOSCO standard”) โดยส านักงานเห็น