Bangkok, May 7, 2014 - The SEC revoked an approval of {A}, an investment consultant of Bualuang Securities Plc. for two years on account of trading derivatives through client's account for his own
ประเภท put through / big lot ด้วยสำนักงานตรวจพบว่าผู้ติดต่อกับผู้ลงทุนของบริษัทหลักทรัพย์หลายแห่งมีการกระทำฝ่าฝืนกฎหมายโดยผ่านช่องทางการส่งคำสั่งซื้อขายประเภท put through / big lot จน
Reporting Person : - | Type of securities : - | Date of reporting obligation : 04/01/2006
Reporting Person : - | Type of securities : - | Date of reporting obligation : 05/01/2016
Reporting Person : - | Type of securities : - | Date of reporting obligation : 10/02/2011
Reporting Person : - | Type of securities : - | Date of reporting obligation : 01/03/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 03/02/2005
Reporting Person : - | Type of securities : - | Date of reporting obligation : 31/01/2011
Reporting Person : - | Type of securities : - | Date of reporting obligation : 01/02/2011