relevant rules, etc. The SEC and the SET are therefore proposing the principles for amending the regulations on approval for issuance and offering for sale of newly issued securities to investors and the
investigations into the case. With regard to investor rights protection, the SEC has rendered full support in coordinating and arranging discussions with the SET, the Association of Investment Management
complaint inspection report from Apple Wealth Securities, the SEC has investigated further and found that Pisist had solicited a client to trade securities to earn the set interest rate of 8 percent within
interest while the transferrer set an interest rate of 10 percent per annum of the acquisition value, which is higher than W’s average loan cost of 6.92 percent per annum during 2018-2019. In addition
interest while the transferrer set an interest rate of 10 percent per annum of the acquisition value, which is higher than W’s average loan cost of 6.92 percent per annum during 2018-2019. In addition, if
transactions B.E. 2546. KYE must take following actions:- • Seek approval from the Board of Directors' meeting. • Report and disclosure of information of this transaction to the SET 5. Scope of interest of
involved with the capital market to ensure protection of the market's best interest, and the SET manager shall be ex officio board member. The directors, except the SET manager, shall hold office for a
) )()* '*C* fit and proper L`?#"%" )M outsource )*#$"%+M$' ."*#&',"\ 2. Q conflict of interest ) % SET .'?##$ SET P.' .'.. *P.'O%()* SET . )O!!*P.' !O \% "Q%["P!\)M?#!#" )MC#$ SET ̀ listed company Q*P.'O%()*P
the SET 5. Scope of interest of Connected Persons The Mitsubishi Electric Corporation is common major shareholder by holding share as followings: - KYE : 9,048,020 shares or 41.13% MKY : 57,700 shares