not less than the minimum by: (1) Maintaining the net capital (NC) with liquid assets, after deducting total liabilities and risk values, not less than the specified amount; and (2) Maintaining the
The Passport is intended to provide significant benefits to investors through more fund choice, while maintaining effective legal and regulatory arrangement for investor protection. It is also
瀀 猀琀礀氀攀㴀∀琀攀砀琀ⴀ愀氀椀最渀㨀氀攀昀琀㬀∀㸀⠀㈀⤀ 숀 การคัดเลือกผลิตภัณฑ์และการจัดกลุ่มลูกค้า (Product Selection and Client Segmentation) (3) ꃂĀ㈎⌎⨎㜎䠎ⴎ⨎㈎⌎䄎┎『Ď㈎⌎䌎⬎䤎Ў✎㈎ℎ⌎㤎䤎䄎Ď䠎ЎᤎȎ㈎∎⠀䌀漀
enable LiVEx-listed companies to conduct business with more flexibility, while continually maintaining appropriate levels of investor protection. Another proposed amendment is a revision to the mai/SET
crowdfunding; (2) Requiring bondholders’ representatives to have paid-up registered capital of at least 25 million baht, which is comparable to securities companies maintaining clients' assets in
penetration testing frequency to once every three years, increasing controls for generic user accounts, and maintaining incident records for at least two years with root cause analysis; (4) To adjust the
than 1.0 time during the period from 15 April 2025 to 15 January 2026; not less than 1.2 times from 15 January 2026 to 15 July 2026; and maintaining not less than 1.4 times from 15 July 2026 until the
, accommodate financial innovations, and ensure alignment with SLB advancements aboard and internationally recognized standards*, while maintaining suitable investor protection.The SEC is therefore inviting
three years, covering additional access control measures to include both user accounts (or non-administrator accounts) and privileged accounts, and maintaining incident records with root cause analysis
who have been engaged in the business before the effective date of the notification to comply with the capital requirements by maintaining the initial capital to no less than 5 million baht within two