SEC Search

Storagecity Platform - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้ายังไม่ได้รับใบอนุญาตธุรกิจสินทรัพย์ดิจิทัล (วันที่เปิดเผยข้อมูล : 18/08/2564)

http://market.sec.or.th/public/idisc/th/Viewmore/invalert-det?CaseID='012&CaseYY=2564

SEC files a criminal complaint against OKX platform provider and nine supporters for operating digital asset exchange business without license

Based on a referral and the SEC’s further investigation, it was found that on 15 October 2021 OKX provided services for a digital asset trading system, facilitating the trading and exchange of digital assets while charging a fee of 0.1% of the trading value. Additionally, OKX solicited and promoted its services through its website and various social media channels, including Telegram under the account name “OKX TH”, Twitter (now X) under the name: “OKX Thai Community”, and Line OpenChat u...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11645

SEC files a criminal complaint against XT .COM platform provider for operating digital asset exchange business without license

According to the SEC’s findings, XT .COM has provided a digital asset trading system to facilitate trading and exchange of digital assets while charging fees. Additionally, it has promoted and solicited users in Thailand to use XT .COM’s services through Thai-language social media, i.e., Facebook, Telegram and YouTube, and has set up XT .COM booth at events held in Thailand. The XT .COM’s activities are liable to be an operation of digital asset exchange business under Section 3 of th...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11658

ก.ล.ต. เปิดรับฟังความเห็นหลักเกณฑ์การสนับสนุนให้มีผู้ให้บริการ Fund Service Platform

ก.ล.ต. เปิดรับฟังความคิดเห็นหลักเกณฑ์การให้ความเห็นชอบผู้ให้บริการระบบสนับสนุนงานที่เกี่ยวข้องกับการซื้อขายหน่วยลงทุนและจัดการกองทุน (Fund Service Platform) ซึ่งจะช่วยลดต้นทุนให้แก่ผู้ประกอบการธุรกิจ

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=6561

http://market.sec.or.th/public/idisc/th/Viewmore/invalert-det?CaseID='0012&CaseYY=2564

OSMEP signs MOU with SEC and SET to promote the growth of SMEs and Startups through Thai capital market, driving Thai economy to grow in the next generation

networking partners from both public and private sectors, has developed LiVE Platform purporting to help prepare business operators before their access to capital market. Furthermore, SET has partnered with

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8739

SEC launches an initiative on applying technology to ease of accessing to the capital market, account opening, and switching the services.

Officer of the National Digital ID Co., Ltd. (NDID), which is a joint investment of the financial and capital market participants, said that the NDID platform is one of the important infrastructures that

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8309

SEC and three associations co-organize panel discussion on cybersecurity for risk management and IT audit personnel of business operators in the capital market

market. The event themed “GRE-2AT Clinic Forum for Capital Market 2025” aimed to promote the development of effective risk management systems, raise awareness of the importance of IT governance aligned

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11835

Finance Ministry and investment management industry launch Thailand ESG Fund as an initiative for enhancing financial wellness, market competitiveness and national sustainability

sound financial health. Moreover, this aligns with the country's sustainable development goals and the SEC Strategic Plan, which aims to build a sustainable capital market. In this regard, the capital

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10325

Notification of the Capital Market Supervisory Board

Notification of the Capital Market Supervisory Board Translated Version as of ………………… Readers should be aware that only the original Thai text has legal force and that this English translation is

https://publish.sec.or.th/nrs/6276pe.doc