(2021), for instance, vulnerability assessment and penetration test; (6) Strengthen the third-party management section by expanding the scope to include service providers or business partners having a
), which is punishable under Section 274. In addition, the responsible management may be liable to punishment as prescribed by law. The SEC shall consider further legal action in due course
e-service Online Submission See canceled document Securities Borrowing and Lending >> Management Approval and Revocation (section 104) Type Title Section See Document Status Notified Date Effective
e-service Online Submission See canceled document Business Operation Rules >> Business Continuity Management (BCM) Type Title Section See Document Status Notified Date Effective Date 1. Notification
e-service Online Submission See canceled document Derivatives Agent >> Business Continuity Management (BCM) Type Title Section See Document Status Notified Date Effective Date 1. Notification of the
Manager Business >> Executives of asset management companies and personnel in asset management business Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivatives Act B.E
Capital of asset management company Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 96 26/12/1999 30/03/2000 Contact The Securities and
>> Notifications of the Association of investment Management Companies Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 117 12/03/1992 16/05/1992