Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
standards, and designed to attain four regulatory objectives, which are fairness, compliance with laws and ethics, responsibility, and transparency. At the ASIFMA Gala Dinner held before the ASIFMA Annual
commitment enables the SEC to serve as a role model for stakeholders in the Thai capital market and promotes good governance, standards, ethics, and social responsibility among Thai capital market stakeholders
, and appropriate internal supervision system. Moreover, the systems must be compatible with the additional technology apart from the regulations in standard criteria for conducting business. The
any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Securities and Exchange Commission No
licensed securities business operators in the category of private fund management – professionals who possess the requisite knowledge and expertise and operate under the supervision of the SEC