others and clearly state their own decision on each agenda item in the proxy form to protect their own?s interest
Bangkok, June 15, 2015 ' The SEC suspended {A}, a capital investment consultant for trading securities and derivatives on behalf of client. He worked with Globlex Securities Company Limited while the misconduct occurred. Following the inspection report of Globlex Securities Company Limited, the SEC further probed into the case and found that {A} convinced a client to trade securities and derivatives. He admitted that the client, at the beginning, had authorized him to make securities and derivat...
access to the comparable, statistical information for their investment decision making.The web page “IPO Fact Figure” is especially designed to serve investor needs for IPO share statistical information
complete, transparent, and timely IPO information for investors’ informed decision-making, the SEC aims to promote more timely information disclosure without imposing an undue burden on the issuer. The SEC
bond issuers. This also includes ensuring sufficient disclosure of information for investors through the funding portals’ platforms, accommodating their decision-making regarding the use of services
Bangkok, August 5, 2011 ? The SEC urges shareholders of GSTEEL to carefully study and make decision on the connected transactions with ArcelorMittal Netherland B.V. (AM), which consist of the company
Earlier, SEC conducted a public hearing on the principle of understanding investment in leasehold funds and funds with revenue sharing agreements and the fund/trust disclosure of investment return. Most of the respondents expressed agreement with the principle proposed.Therefore, SEC has drafted a notification requiring asset management companies and trust managers which make a projection of investment returns must disclose the internal rate of return (IRR) to give investors information a...
as updates on trends and the impact of changes in the industry. Also featured was a case study on integrating ESG criteria into investment analysis and investment decision making, which investment
the SEC's key focus laid out in the plan. SEC Secretary-General Rapee Sucharitakul said: ?Our blueprint for the next three years aims to solve fundamental issues and build intermediaries
considered it appropriate to designate 12 April 2024 as an additional special holiday for securities companies and derivatives business operators. This decision aligns with the Cabinet’s resolution and the