for her own benefit. However, she failed to submit a report on the change in her securities holding (Form 59) in such account to the SEC Office within the period specified under the Notification of the

Mr.Buntoeng Vongkusolkit Mr. Buntoeng Vongkusolkit, a director of Banpu Public Company Limited, has changed his own securities holding and securities holding of East Spring Holding Co., Ltd., a

Konoshita used bank deposits of GLH to guarantee loans for his own private company registered in the British Virgin Islands. This guarantee obligation remained from 2013 until 2023, with no evidence that GL

Tiaosomboonkij by permitting to use her own securities trading account in purchasing TFG’s share or purchasing TFG’s share and TFG-W1 by using inside information concerning TFG’s operating results for the first

Miss Kanyarat Trongthammakit During the period of 25 May 2559 to 10 August 2559 (morning), Miss Kanyarat Trongthammakit aid and abet Mr. Winai Tiaosomboonkij by permitting to use her own securities

Miss Woranart Wangsomboondee During the period of 25 May 2559 to 10 August 2559 (morning), Miss Woranart Wangsomboondee aid and abet Mr. Winai Tiaosomboonkij by permitting to use her own securities

Pimwan Thareratanavibool Miss Pimwan Thareratanavibool, Managing Director and Director of AIE: As a person knowing or possessing inside information, she sold AIE shares through her own trading

. 45/2547 Re: Determination of Undertaking not Deemed as a Derivatives Dealer dated 8 October 2004 shall be repealed. Clause 2. Person who offers to trade or trades in derivatives for his own account

) Derivatives, each coming with its own strong market position. The acquisition comes with its own strong R&D and technical capabilities apart from portfolio of about 900 patents and other intellectual properties

use their own funds to pay a compensation to the affected mutual funds instead of reducing the number of units. In other cases, the regulations do allow AMCs to compensate using such method. The SEC has